Wong, Yvonne Yuen Kee 王琬琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALLY BRIDGE GROUP (HK) LIMITED | Rep | Asset management | 2020-09-08 | 2020-11-05 | RO | Asset management | 2020-11-05 | 2021-07-31 | RO | Advising on securities | 2021-01-04 | 2021-07-31 | RO | Dealing in securities | 2021-01-04 | 2021-07-31 |
| 2 | Constellar Capital Partners Hong Kong Limited | Rep | Dealing in securities | 2023-05-24 | |
| 3 | Fountainhead Partners Company Limited | Rep | Advising on securities | 2016-04-01 | 2016-05-05 | Rep | Asset management | 2016-04-01 | 2016-05-05 | Rep | Dealing in securities | 2016-04-01 | 2016-05-05 |
| 4 | Lighthorse Asset Management (HK) Limited | Rep | Advising on securities | 2016-11-17 | 2018-03-26 | Rep | Asset management | 2016-11-17 | 2018-03-26 | RO | Advising on securities | 2018-03-26 | 2018-09-30 | RO | Asset management | 2018-03-26 | 2018-09-30 |
| 5 | LQ Pacific Partners Limited | RO | Advising on securities | 2019-01-31 | 2020-02-29 | RO | Asset management | 2019-01-31 | 2020-02-29 | RO | Dealing in securities | 2019-01-31 | 2020-02-29 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-03-01 | 2008-06-07 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-03-01 | 2008-06-07 |
| 8 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2005-01-14 |
| 9 | THADDEUS CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2008-08-25 | 2009-11-18 |
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