Hui, Joseph Chi Kong 許志光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Basel Capital Limited | Rep | Advising on securities | 2020-11-09 | 2021-01-05 | Rep | Asset management | 2020-11-09 | 2021-01-05 |
| 2 | CENTALINE SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-14 | 2015-10-03 |
| 3 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-10-18 | 2009-02-06 | Rep | Dealing in securities | 2014-02-06 | 2015-10-03 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2015-10-22 | 2020-07-02 | Rep | Dealing in securities | 2015-10-22 | 2020-07-02 |
| 5 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2020-09-29 | 2020-10-11 |
| 6 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-08-13 | 2020-10-11 | Rep | Dealing in securities | 2020-08-13 | 2020-10-11 |
| 7 | KEYSTONE CAPITAL LIMITED (HK) | Rep | Advising on securities | 2021-07-05 | 2021-08-20 | Rep | Asset management | 2021-07-05 | 2021-08-20 |
| 8 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2009-03-06 | 2011-03-04 | Rep | Dealing in securities | 2010-02-26 | 2011-03-04 |
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