Lee, Tsz Wai (SFC:AYT809) 李芷慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on securities | 2013-01-31 | 2015-10-12 | Rep | Dealing in securities | 2013-01-31 | 2015-10-12 |
| 2 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2012-01-26 | 2013-01-01 |
| 3 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2015-11-03 | 2021-06-30 | Rep | Dealing in securities | 2015-11-03 | 2021-06-30 |
| 4 | T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2024-02-15 | Rep | Dealing in securities | 2024-02-15 |
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