Ma, Michael Wai Yin 馬偉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-06 | Rep | Advising on securities | 2004-07-26 | Rep | Asset management | 2004-07-26 |
| 2 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2015-01-28 | 2017-08-01 | Rep | Asset management | 2015-01-28 | 2017-08-01 | Rep | Dealing in securities | 2015-01-28 | 2017-08-01 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2016-02-11 | 2017-08-01 | Rep | Asset management | 2016-02-11 | 2017-08-01 | Rep | Dealing in securities | 2016-02-11 | 2017-08-01 |
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