Chamberlain, Stephen Paul
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | RO | Advising on corporate finance | 2003-04-22 | RO | Advising on securities | 2003-04-22 | RO | Automated trading services | 2005-02-01 | RO | Dealing in securities | 2005-02-01 | Rep | Automated trading services | 2005-02-01 | 2005-04-04 | Rep | Dealing in securities | 2005-02-01 | 2005-04-04 |
| 2 | Morgan Stanley Hong Kong Futures Limited | RO | Automated trading services | 2005-02-01 | RO | Dealing in futures contracts | 2005-02-01 | Rep | Automated trading services | 2005-02-01 | 2005-04-04 | Rep | Dealing in futures contracts | 2005-02-01 | 2005-04-04 |
| 3 | Morgan Stanley Hong Kong Securities Limited | RO | Dealing in securities | 2005-02-01 | Rep | Dealing in securities | 2005-02-01 | 2005-04-04 |
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