Hu, Denise Tan Nei 胡妲妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-08-15 | Rep | Advising on securities | 2003-08-15 | Rep | Asset management | 2003-08-15 | Rep | Automated trading services | 2003-08-15 | Rep | Dealing in securities | 2003-08-15 |
| 2 | ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2009-04-03 | 2011-01-26 |
| 3 | Rockhampton Management Limited | RO | Advising on securities | 2011-01-26 | RO | Asset management | 2011-01-26 |
| 4 | SAIL ADVISORS LIMITED | Rep | Asset management | 2004-10-25 | 2008-08-25 | RO | Asset management | 2008-08-25 | 2008-10-27 |
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