Chan, Siu Chung (SFC:AFB117) 陳兆聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-18 | 2004-09-03 |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on corporate finance | 2003-12-29 | Rep | Advising on securities | 2003-12-29 | Rep | Asset management | 2003-12-30 |
| 3 | KINGSWAY UNIT TRUST MANAGERS LIMITED | Rep | Advising on corporate finance | 2003-12-29 | Rep | Advising on securities | 2003-12-29 | Rep | Asset management | 2003-12-30 |
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