Wat, Hin Pong 屈顯邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Advising on corporate finance | 2003-06-03 | |
| 2 | Beijing Securities Limited | Rep | Advising on securities | 2003-06-03 | |
| 3 | Beijing Securities Limited | Rep | Asset management | 2003-06-03 | |
| 4 | Beijing Securities Limited | Rep | Dealing in securities | 2004-09-09 | |
| 5 | CVP Securities Limited | Rep | Dealing in securities | 2004-09-09 | 2008-01-31 |
| 6 | Arta Global Markets Limited | Rep | Dealing in securities | 2008-02-01 | 2008-12-01 |
| 7 | Canfield Securities Company Limited | Rep | Dealing in securities | 2017-09-27 | 2018-04-18 |
| 8 | Arta Global Markets Limited | RO | Dealing in securities | 2008-12-01 | 2009-06-29 |
| 9 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | Dealing in securities | 2009-08-28 | 2017-02-03 |
| 10 | Canfield Securities Company Limited | RO | Dealing in securities | 2018-04-18 | 2020-03-31 |
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