Kwong, Wing Man 鄺穎文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on corporate finance | 2003-05-13 | Rep | Advising on futures contracts | 2003-05-13 | Rep | Advising on securities | 2003-05-19 | Rep | Asset management | 2003-05-19 | Rep | Dealing in securities | 2003-05-19 |
| 2 | Halbis Capital Management (Hong Kong) Limited | Rep | Dealing in securities | 2003-05-19 | 2004-08-30 | Rep | Advising on securities | 2005-07-15 | 2007-09-14 | Rep | Asset management | 2005-07-15 | 2007-09-14 | Rep | Dealing in securities | 2005-07-15 | 2007-09-14 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2003-05-19 | 2007-09-14 | Rep | Asset management | 2003-05-19 | 2007-09-14 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-20 | 2007-09-14 |
| 5 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2012-01-04 | 2013-11-20 | Rep | Dealing in securities | 2012-01-04 | 2013-11-20 |
| 6 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2014-05-27 | 2017-04-23 | Rep | Asset management | 2014-05-27 | 2017-04-23 | Rep | Dealing in securities | 2014-05-27 | 2017-04-23 |
| 7 | Towers Watson Investment Services Hong Kong Limited | Rep | Advising on securities | 2021-12-15 | 2022-02-24 | Rep | Dealing in securities | 2021-12-15 | 2022-02-24 | RO | Advising on securities | 2022-02-24 | RO | Dealing in securities | 2022-02-24 | RO | Asset management | 2023-03-17 |
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