Hui, Albert Ming Lai 許明禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-07-12 | |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-07-12 | |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-07-12 | |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-07-12 | |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-06-12 | 2006-06-16 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-06-16 | 2007-06-19 |
| 7 | Landmark Asset Management Limited (HK) | RO | Advising on securities | 2010-04-22 | 2011-05-06 |
| 8 | Landmark Asset Management Limited (HK) | RO | Asset management | 2010-04-22 | 2011-05-06 |
| 9 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2015-06-10 | 2017-03-30 |
| 10 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-06-10 | 2017-03-30 |
| 11 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-05-16 | 2017-12-21 |
| 12 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2017-05-16 | 2017-12-21 |
| 13 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-05-16 | 2017-12-21 |
| 14 | NOAH HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2017-12-21 | 2018-08-29 |
| 15 | NOAH HOLDINGS (HONG KONG) LIMITED | RO | Asset management | 2017-12-21 | 2018-08-29 |
| 16 | NOAH HOLDINGS (HONG KONG) LIMITED | RO | Dealing in securities | 2017-12-21 | 2018-08-29 |
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