Shum, Garfield Chung Yin 岑忠燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2009-01-19 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-03-17 | 2017-02-11 |
| 3 | Sinofortune Securities Limited | Rep | Dealing in securities | 2009-02-19 | 2011-04-29 |
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