Mok, Martin Kwan Ting 莫昆庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVC Asia Pacific Limited | Rep | Advising on securities | 2021-03-26 | 2022-03-31 | Rep | Dealing in securities | 2021-03-26 | 2022-03-31 | Rep | Advising on corporate finance | 2021-04-01 | 2022-03-31 |
| 2 | EQT Partners Asia Limited | Rep | Advising on securities | 2004-02-12 | 2009-11-23 | RO | Advising on securities | 2009-11-23 | 2020-12-31 | RO | Dealing in securities | 2012-10-25 | 2020-12-31 |
| 3 | Wealth Harbour Investment & Management Co., Limited | Rep | Advising on securities | 2023-06-12 | 2024-04-05 | Rep | Asset management | 2023-06-12 | 2024-04-05 | RO | Advising on securities | 2024-04-05 | RO | Asset management | 2024-04-05 |
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