Work, David Lyall
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | RO | Advising on corporate finance | 2004-06-25 | RO | Advising on securities | 2004-06-25 | RO | Asset management | 2004-06-25 | RO | Dealing in securities | 2009-11-30 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | Dealing in futures contracts | 2004-07-15 | 2008-07-23 | RO | Dealing in securities | 2004-07-15 | 2008-07-23 |
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