Kwan, Kwok Yung 關國勇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2004-08-30 | Rep | Asset management | 2004-08-30 | Rep | Advising on corporate finance | 2007-03-06 | Rep | Dealing in securities | 2007-03-06 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-04-12 | 2011-07-23 | Rep | Dealing in securities | 2007-04-12 | 2011-07-23 | Rep | Advising on securities | 2007-05-15 | 2011-07-23 |
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