Nguyen, Son Nam

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on securities 2005-03-03
Rep Asset management 2005-03-03
Rep Automated trading services 2005-03-03
Rep Advising on corporate finance 2008-11-21
Rep Dealing in securities 2008-11-21
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2005-04-13 2008-11-21

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