Lu, Clark Chia-Chueh 呂佳學
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-08-27 | |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2003-08-27 | |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2003-08-27 | |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2003-08-27 | |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2003-08-27 | |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2003-08-27 | |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-03-09 | 2008-10-22 |
| 8 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2007-08-27 | 2008-10-22 |
| 9 | Solaris Capital Advisors (HK) Limited | RO | Asset management | 2015-12-16 | 2017-04-12 |
| 10 | Finloop Finance Limited | RO | Advising on securities | 2017-04-28 | 2017-10-25 |
| 11 | Finloop Finance Limited | RO | Asset management | 2017-04-28 | 2017-10-25 |
| 12 | ADAMAS CAPITAL PARTNERS (HK) LIMITED | RO | Asset management | 2019-05-03 | 2023-03-31 |
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