Li, Sandy Pak Lin 李白蓮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CCB INTERNATIONAL SECURITIES LIMITED Rep Advising on securities 2014-06-11 2015-04-17
Rep Dealing in securities 2014-06-11 2015-04-17
RO Advising on securities 2015-04-17
RO Dealing in securities 2015-04-17
2 CGS-CIMB Securities (Hong Kong) Limited Rep Dealing in securities 2012-07-06 2014-04-28
3 Daiwa Capital Markets Hong Kong Limited Rep Advising on securities 2006-10-23 2009-08-07
Rep Dealing in securities 2006-10-23 2009-08-07
4 DEUTSCHE SECURITIES ASIA LIMITED Rep Advising on corporate finance 2004-01-08
Rep Asset management 2004-01-08
Rep Advising on securities 2006-07-10
Rep Dealing in securities 2006-07-10

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