Hui, Surina Wai Yi 許慧儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED | Rep | Advising on futures contracts | 2007-11-01 | 2008-03-01 | Rep | Advising on securities | 2007-11-01 | 2008-03-01 | Rep | Asset management | 2007-11-01 | 2008-03-01 | Rep | Dealing in securities | 2007-11-01 | 2008-03-01 |
| 2 | GAVEKAL CAPITAL LIMITED | Rep | Asset management | 2008-03-20 | 2008-12-31 |
| 3 | Marshall Wace Gavekal Asia Limited | Rep | Asset management | 2008-07-02 | 2008-12-31 |
| 4 | TC Investment Management (Asia) Limited | Rep | Advising on futures contracts | 2004-10-05 | 2007-03-26 | Rep | Asset management | 2004-10-05 | 2007-03-26 | RO | Advising on futures contracts | 2007-03-26 | 2007-09-26 | RO | Advising on securities | 2007-03-26 | 2007-09-26 | RO | Dealing in securities | 2007-03-26 | 2007-09-26 | RO | Asset management | 2007-03-26 | 2007-10-31 | Rep | Advising on futures contracts | 2007-09-26 | 2007-10-31 | Rep | Advising on securities | 2007-09-26 | 2007-10-31 | Rep | Dealing in securities | 2007-09-26 | 2007-10-31 |
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