Hui, Surina Wai Yi 許慧儀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 TC Investment Management (Asia) Limited Rep Advising on futures contracts 2004-10-05 2007-03-26
TC Investment Management (Asia) Limited RO 2007-03-26 2007-09-26
TC Investment Management (Asia) Limited Rep 2007-09-26 2007-10-31
FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED Rep 2007-11-01 2008-03-01
2 TC Investment Management (Asia) Limited RO Advising on securities 2007-03-26 2007-09-26
TC Investment Management (Asia) Limited Rep 2007-09-26 2007-10-31
FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED Rep 2007-11-01 2008-03-01
3 TC Investment Management (Asia) Limited Rep Asset management 2004-10-05 2007-03-26
TC Investment Management (Asia) Limited RO 2007-03-26 2007-10-31
FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED Rep 2007-11-01 2008-03-01
GAVEKAL CAPITAL LIMITED Rep 2008-03-20 2008-12-31
Marshall Wace Gavekal Asia Limited Rep 2008-07-02 2008-12-31
4 TC Investment Management (Asia) Limited RO Dealing in securities 2007-03-26 2007-09-26
TC Investment Management (Asia) Limited Rep 2007-09-26 2007-10-31
FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED Rep 2007-11-01 2008-03-01

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