Ng, Wai Yip (SFC:AFI658) 伍偉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Nova Capital Management Limited | RO | Advising on corporate finance | 2007-08-21 | 2007-09-07 | RO | Advising on securities | 2007-08-21 | 2007-09-07 | RO | Asset management | 2007-08-21 | 2007-09-07 |
| 2 | China Reserve Securities Limited | Rep | Dealing in securities | 2004-01-06 | 2007-06-09 |
| 3 | JAPAN ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-06-09 | |
| 4 | Lion Global Financial Limited | Rep | Advising on securities | 2007-11-01 | 2007-11-10 | RO | Advising on securities | 2007-11-10 | 2008-11-01 | Rep | Asset management | 2008-05-06 | 2008-11-01 |
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