Chu, Wai Shan 朱偉山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2004-03-29 | Rep | Asset management | 2004-03-29 | Rep | Dealing in futures contracts | 2004-06-21 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Automated trading services | 2003-11-07 | Rep | Advising on corporate finance | 2003-12-29 | Rep | Advising on securities | 2003-12-29 | Rep | Asset management | 2003-12-29 | Rep | Dealing in securities | 2004-06-21 |
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