Tung, Tsit Shan 董哲珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Advising on securities | 2008-01-08 | 2009-06-17 | Rep | Dealing in securities | 2008-01-08 | 2009-06-17 | RO | Advising on securities | 2009-06-17 | 2011-01-16 | RO | Dealing in securities | 2009-06-17 | 2011-01-16 |
| 2 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2005-06-14 | 2007-12-31 | Rep | Dealing in securities | 2005-06-14 | 2007-12-31 |
| 3 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2011-11-28 | 2012-09-11 | RO | Dealing in securities | 2012-09-11 | 2022-12-19 | Rep | Advising on securities | 2019-04-03 | 2023-10-31 | Rep | Dealing in securities | 2022-12-19 | 2023-10-31 |
| 4 | PGIM (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-03-10 | Rep | Asset management | 2005-03-10 | Rep | Advising on securities | 2005-04-25 | Rep | Dealing in securities | 2005-04-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy