Ragusa, Francis Anthony 羅峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2007-10-29 | 2009-07-08 | Rep | Dealing in securities | 2007-10-29 | 2009-07-08 |
| 2 | CMSC PARTNERS LIMITED | Rep | Advising on securities | 2019-10-02 | 2020-12-26 | Rep | Asset management | 2019-10-02 | 2020-12-26 |
| 3 | Tora Trading Services Limited (HK) | Rep | Dealing in futures contracts | 2012-08-03 | 2013-03-01 | Rep | Dealing in securities | 2012-08-03 | 2013-03-01 |
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