Poon, Ha Fung 潘夏峯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Advising on securities | 2004-10-19 | 2005-01-14 | RO | Advising on corporate finance | 2004-10-19 | 2005-01-14 |
| 2 | Carlyle Global Credit (HK) Limited | RO | Advising on securities | 2022-04-25 | 2023-09-30 | RO | Dealing in securities | 2022-04-25 | 2023-09-30 |
| 3 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2018-08-23 | 2022-02-18 | Rep | Advising on securities | 2018-11-26 | 2020-08-27 | RO | Advising on securities | 2020-08-27 | 2022-02-18 |
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