Lo, Kwok Man 盧國文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC LIFE (INTERNATIONAL) LIMITED | Rep | Advising on corporate finance | 2003-04-30 | Rep | Advising on securities | 2003-04-30 | Rep | Asset management | 2003-04-30 |
| 2 | IPP Financial Advisers Limited | Rep | Advising on securities | 2007-09-07 | 2008-03-01 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-07-28 | 2005-04-20 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-14 | 2005-04-20 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2008-04-22 | 2008-12-20 |
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