Lau, Kwan Keung 劉君強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2006-08-31 | 2006-10-21 |
2 | BCT Financial Limited | Rep | Advising on securities | 2016-03-15 | Rep | Dealing in securities | 2016-03-15 |
3 | HSBC LIFE (INTERNATIONAL) LIMITED | Rep | Advising on corporate finance | 2004-05-17 | Rep | Asset management | 2004-05-17 | Rep | Advising on securities | 2006-07-22 |
4 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2007-04-10 | 2007-08-11 |
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