Tong, Pauline 唐寶琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Asset Management Limited (HK) | Rep | Advising on securities | 2017-05-02 | 2022-06-05 | Rep | Asset management | 2017-05-02 | 2022-06-05 |
| 2 | Avenue Family Office Limited | Rep | Advising on securities | 2017-05-02 | Rep | Asset management | 2017-05-02 | Rep | Dealing in securities | 2017-05-02 |
| 3 | DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2005-06-24 | 2009-08-31 | RO | Dealing in securities | 2005-06-24 | 2009-08-31 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-05-27 | Rep | Advising on securities | 2003-05-27 | Rep | Asset management | 2003-05-27 | Rep | Dealing in securities | 2003-05-27 |
| 5 | Oppenheimer Investments Asia Limited | Rep | Advising on securities | 2016-09-14 | 2017-03-17 | Rep | Dealing in securities | 2016-09-14 | 2017-03-17 |
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