Tan, Lien Seng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Dealing in securities | 2005-04-19 | 2008-09-09 | Rep | Advising on securities | 2005-05-11 | 2008-09-09 | Rep | Asset management | 2005-05-11 | 2008-09-09 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-04-19 | 2008-09-09 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-29 | Rep | Advising on securities | 2003-04-29 | Rep | Asset management | 2003-04-29 | Rep | Dealing in securities | 2005-03-21 | Rep | Dealing in futures contracts | 2003-05-06 | 2005-03-21 |
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