Chan, Wai Ming (SFC:AFK668) 陳偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-05 | Rep | Advising on securities | 2004-05-05 | Rep | Asset management | 2004-05-05 | Rep | Dealing in securities | 2004-10-25 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-07-09 | 2013-12-31 | Rep | Dealing in futures contracts | 2014-11-17 | 2023-01-22 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-07-09 | 2013-12-31 | Rep | Dealing in securities | 2014-11-17 | 2023-01-22 |
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