To, See Wai 杜思慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | WM (HK) Limited | Rep | Advising on securities | 2007-01-26 | 2010-10-14 |
2 | ZURICH ADVISORY (HK) LIMITED | Rep | Advising on securities | 2004-03-17 | 2006-09-04 |
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