Ng, Wendy Kin Ying 吳建櫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-04-17 | 2009-03-20 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-04-01 | 2007-11-09 |
| 3 | ZURICH ADVISORY (HK) LIMITED | Rep | Advising on securities | 2004-01-21 |
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