Li, Dinnie Hoi Lin 李海蓮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | D'Asie Asset Management Limited | RO | Advising on securities | 2016-06-08 | 2019-01-01 | RO | Asset management | 2016-06-08 | 2019-01-01 |
| 2 | Ginger Capital Advisory Limited | RO | Advising on securities | 2011-06-01 | 2015-12-01 | RO | Asset management | 2011-06-01 | 2015-12-01 |
| 3 | GINGER CAPITAL MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2005-01-24 | 2006-07-17 | Rep | Advising on securities | 2005-01-24 | 2006-07-17 | Rep | Asset management | 2005-01-24 | 2006-07-17 | RO | Advising on securities | 2006-07-17 | 2008-06-02 | RO | Advising on futures contracts | 2006-07-17 | 2009-05-18 | RO | Asset management | 2006-07-17 | 2009-05-18 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-06-20 | Rep | Advising on securities | 2003-06-20 | Rep | Asset management | 2003-06-20 | Rep | Dealing in securities | 2003-06-20 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-06-20 | Rep | Asset management | 2003-06-20 | Rep | Dealing in futures contracts | 2003-06-20 |
| 6 | HK SINOKO CAPITAL LIMITED | RO | Advising on securities | 2020-06-17 | 2023-10-27 | RO | Asset management | 2020-06-17 | 2023-10-27 | RO | Dealing in securities | 2020-06-17 | 2023-10-27 |
| 7 | Sino Linear Investment Management Limited | RO | Asset management | 2024-02-29 |
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