Chan, Wendy Mo Tze 陳慕梓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sun Life Hong Kong Limited | Rep | Advising on corporate finance | 2005-01-28 | |
| 2 | Sun Life Hong Kong Limited | Rep | Asset management | 2005-01-28 | |
| 3 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2009-05-31 | |
| 4 | IPP Financial Advisers Limited | Rep | Advising on securities | 2012-06-15 | 2018-01-17 |
| 5 | IPP Financial Advisers Limited | Rep | Dealing in securities | 2012-06-15 | 2018-01-17 |
| 6 | iFAST Financial (HK) Limited | Rep | Advising on securities | 2018-09-20 | 2020-02-12 |
| 7 | iFAST Financial (HK) Limited | Rep | Dealing in securities | 2018-09-20 | 2020-02-12 |
| 8 | iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2018-09-20 | 2020-02-17 |
| 9 | iFAST Global Markets (HK) Limited | Rep | Dealing in securities | 2018-09-20 | 2020-02-17 |
| 10 | iFAST Securities (HK) Limited | Rep | Dealing in securities | 2018-09-20 | 2020-02-17 |
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