Ono, Naomi 小野尚美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-06-03 | 2004-06-02 | Rep | Asset management | 2003-06-03 | 2004-11-17 | Rep | Dealing in securities | 2003-06-03 | 2008-07-03 | RO | Dealing in securities | 2008-07-03 | 2011-07-31 |
| 2 | GMO-Z.com Forex HK Limited | Rep | Leveraged foreign exchange trading | 2012-07-05 | 2019-10-09 |
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