Ng, Hiu Ling 吳曉菱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Dealing in securities | 2007-11-16 | 2009-09-08 | Rep | Advising on securities | 2007-12-13 | 2009-09-08 | Rep | Asset management | 2007-12-13 | 2009-09-08 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-08-07 | 2007-10-15 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-08-07 | 2007-10-15 |
| 4 | Superfund Financial (Hong Kong) Limited | Rep | Dealing in securities | 2006-03-30 | 2006-07-12 |
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