Lam, Ka Wai (SFC:AFN046) 林家慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-11 | Rep | Advising on securities | 2003-04-11 | Rep | Asset management | 2003-04-11 |
| 2 | WM (HK) Limited | Rep | Advising on securities | 2005-06-27 | 2007-10-01 |
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