Hau, Ricky Wing Ka 侯榮嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-05-19 | 2005-08-09 |
| 2 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2006-01-10 | 2009-12-14 | RO | Advising on securities | 2013-05-03 | 2014-08-18 |
| 3 | HANG SENG SECURITIES LIMITED | Rep | Advising on securities | 2004-12-22 | 2005-05-07 | Rep | Dealing in securities | 2004-12-22 | 2005-05-07 |
| 4 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-09-16 | Rep | Dealing in securities | 2014-09-16 |
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