Lam, Joyce Po Sim 林寶嬋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-04-18 | 2005-06-27 |
2 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Advising on corporate finance | 2005-03-21 | Rep | Asset management | 2005-03-21 | Rep | Advising on securities | 2005-03-31 |
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