Lau, Joe Kin Bong 劉建邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2013-09-02 | 2013-12-01 | Rep | Asset management | 2013-09-02 | 2013-12-01 |
| 2 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-08-19 | 2005-01-19 |
| 3 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2005-04-30 | 2006-09-01 |
| 4 | P.B. Global Asset Management Limited | Rep | Advising on securities | 2020-09-23 | 2024-02-27 | Rep | Asset management | 2020-09-23 | 2024-02-27 |
| 5 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-09-02 | 2013-12-01 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-02 | 2013-12-01 |
| 7 | SPLENDOR GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2006-10-03 | 2007-03-28 | RO | Advising on securities | 2007-03-28 | 2010-12-01 | Rep | Advising on securities | 2010-12-01 | 2011-03-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy