Poon, Mung Yu 潘夢如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Asset Management (HK) Limited | RO | Advising on securities | 2011-12-16 | 2016-06-16 | RO | Asset management | 2011-12-16 | 2016-06-16 |
| 2 | CREATIVE ASSET MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2020-08-24 | 2020-11-16 | RO | Asset management | 2020-08-24 | 2020-11-16 |
| 3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2017-04-25 | 2017-05-31 | Rep | Asset management | 2017-04-25 | 2017-05-31 | RO | Advising on securities | 2017-05-31 | 2017-06-27 | RO | Asset management | 2017-05-31 | 2017-06-27 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on corporate finance | 2004-01-06 | Rep | Advising on securities | 2004-01-06 | Rep | Asset management | 2007-09-01 | Rep | Dealing in securities | 2004-01-29 | 2007-09-01 |
| 5 | KINGDOM INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2016-07-15 | 2016-08-30 | Rep | Asset management | 2016-07-15 | 2016-08-30 | RO | Advising on securities | 2016-08-30 | 2017-04-12 | RO | Asset management | 2016-08-30 | 2017-04-12 |
| 6 | KINGSWAY UNIT TRUST MANAGERS LIMITED | Rep | Advising on corporate finance | 2004-01-06 | Rep | Advising on securities | 2004-01-06 | Rep | Asset management | 2004-02-13 |
| 7 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | Asset management | 2008-05-20 | 2008-07-07 | RO | Advising on securities | 2008-07-07 | 2009-05-19 | RO | Asset management | 2008-07-07 | 2009-05-19 | RO | Dealing in securities | 2008-07-07 | 2009-05-19 |
| 8 | Luminous Asset Management (HK) Limited | RO | Asset management | 2022-12-07 | RO | Advising on securities | 2024-03-04 |
| 9 | MFG Limited (HK) | Rep | Asset management | 2007-10-12 | 2008-03-31 | Rep | Advising on securities | 2009-05-26 | 2009-06-22 | Rep | Asset management | 2009-05-26 | 2009-06-22 | Rep | Dealing in securities | 2009-05-26 | 2009-06-22 | RO | Advising on securities | 2009-06-22 | 2009-12-31 | RO | Asset management | 2009-06-22 | 2009-12-31 | RO | Dealing in securities | 2009-06-22 | 2009-12-31 |
| 10 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2010-10-05 | 2011-08-01 | RO | Asset management | 2010-10-05 | 2011-08-01 |
| 11 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | Dealing in securities | 2010-10-05 | 2011-08-01 |
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