Barbezat, Alain

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 PI INVESTMENT MANAGEMENT LIMITED RO Advising on futures contracts 2007-09-28
RO Advising on securities 2007-09-28
RO Asset management 2007-09-28
2 RAB CAPITAL (ASIA) LIMITED RO Advising on futures contracts 2007-09-28 2010-02-26
RO Advising on securities 2007-09-28 2010-02-26
RO Asset management 2007-09-28 2010-02-26
RO Dealing in securities 2008-04-17 2010-02-26
Rep Advising on futures contracts 2010-02-26 2010-10-20
Rep Advising on securities 2010-02-26 2010-10-20
Rep Asset management 2010-02-26 2010-10-20
Rep Dealing in securities 2010-02-26 2010-10-20

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