Mikosh, Christopher Louis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-12 | Rep | Advising on securities | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Dealing in securities | 2011-08-08 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-05-21 | 2011-08-08 |
| 3 | Tor Investment Management (Hong Kong) Limited | RO | Asset management | 2012-12-12 | RO | Dealing in securities | 2023-05-22 |
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