Zhi, Yu 職宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2004-09-14 | Rep | Asset management | 2004-09-14 | Rep | Advising on corporate finance | 2011-07-29 |
| 2 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2013-01-03 | 2015-03-27 | Rep | Advising on securities | 2013-01-03 | 2015-03-27 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-10-03 | 2012-12-03 | Rep | Dealing in securities | 2011-10-03 | 2012-12-03 |
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