Lai, Joyce Yuen Yee 黎婉儀

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2003-11-01
2 Daiwa Capital Markets Hong Kong Limited Rep Advising on securities 2003-11-01
3 Daiwa Capital Markets Hong Kong Limited Rep Asset management 2003-11-01
ChinaRock Capital Management Limited Rep 2007-09-07 2008-09-05
ChinaRock Capital Management Limited RO 2008-09-05 2010-01-29
Capital Instinct Limited RO 2012-09-12
4 DBS VICKERS (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-09-28 2007-04-14
5 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2003-11-01
DBS VICKERS (HONG KONG) LIMITED Rep 2004-09-28 2007-04-14
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep 2007-04-23 2007-05-18

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