Lai, Joyce Yuen Yee 黎婉儀

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DBS VICKERS (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-09-28 2007-04-14
Rep Dealing in securities 2004-09-28 2007-04-14
2 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2003-11-01
Rep Advising on securities 2003-11-01
Rep Asset management 2003-11-01
Rep Dealing in securities 2003-11-01
3 ChinaRock Capital Management Limited Rep Asset management 2007-09-07 2008-09-05
RO Asset management 2008-09-05 2010-01-29
4 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2007-04-23 2007-05-18
5 Capital Instinct Limited RO Asset management 2012-09-12

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