Lau, Hiu Kwan (SFC:AFQ885) 劉曉君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IPP Financial Advisers Limited | Rep | Advising on securities | 2008-01-17 | 2008-04-15 | Rep | Dealing in securities | 2008-01-17 | 2008-04-15 |
| 2 | LIS Investment Services Limited | Rep | Advising on securities | 2008-08-26 | 2009-10-31 |
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