Chan, Kwok Wai (SFC:AFR036) 陳國偉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2005-04-21 2006-02-22
2 THE PRUDENTIAL ASSURANCE COMPANY LIMITED Rep Advising on corporate finance 2003-08-30
Rep Advising on securities 2003-08-30
Rep Asset management 2003-08-30
Rep Advising on securities 2005-03-29 2005-03-31

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