Noche, Leo Cyril D.
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-07-21 | 2005-12-21 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-07-21 | 2005-12-21 |
| 3 | FT Securities Limited | Rep | Advising on corporate finance | 2004-05-18 | Rep | Advising on securities | 2004-05-18 | Rep | Asset management | 2004-05-18 | Rep | Dealing in securities | 2005-07-11 | Rep | Dealing in futures contracts | 2006-01-20 | 2011-01-01 | Rep | Dealing in securities | 2006-01-20 | 2011-01-01 | Rep | Advising on futures contracts | 2006-01-25 | 2011-01-01 |
| 4 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-05-18 | Rep | Asset management | 2004-05-18 | Rep | Dealing in futures contracts | 2005-07-11 |
| 5 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2014-12-02 | Rep | Advising on securities | 2014-12-02 | Rep | Dealing in futures contracts | 2014-12-02 | Rep | Dealing in securities | 2014-12-02 |
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