Solarz, Philip Geoffrey
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2013-06-21 | 2016-02-05 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-08 | Rep | Advising on securities | 2003-10-08 | Rep | Asset management | 2003-10-08 | Rep | Automated trading services | 2003-10-08 | Rep | Dealing in securities | 2008-06-04 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2008-06-04 | Rep | Dealing in futures contracts | 2003-11-27 | 2008-06-04 |
| 4 | Execution Noble (Hong Kong) Limited | Rep | Dealing in securities | 2008-06-27 | 2008-10-21 | RO | Dealing in securities | 2008-10-21 | 2009-07-01 |
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