Chan, Ming Yin (SFC:AFR272) 陳銘賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BANK OF COMMUNICATIONS TRUSTEE LIMITED | Rep | Dealing in securities | 2009-03-18 | 2011-02-15 |
2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-05-21 | Rep | Advising on securities | 2004-09-03 |
3 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2014-10-30 | 2017-04-27 | Rep | Advising on securities | 2015-06-25 | 2017-04-27 |
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